Personal Attention
“…hands-on approach in supporting our practices and advisers.”
We take a personal interest in and have a hands-on approach in supporting our practices and advisers. Our directors and management are accessible and experienced in coaching and mentoring.
They have outstanding track records in business development and supporting businesses, practices and advisers to reach their business goals
Ongoing Compliance Support
We’re all aware of the need and value in a rigorous compliance function. Our reputation and ongoing viability relies upon it. We uphold strict processes which ensure protection for all.
Our Audit & Compliance Committee is experienced and highly qualified to manage our compliance regime on a day-to-day basis.
The focus of our compliance services is to support best practice within our network. We continue to invest significant effort in ensuring our advisers have the systems, resources and competence required to be fully compliant. Importantly, we take a supportive and proactive approach to compliance rather than waiting for issues to manifest in poor outcomes.
While we manage most of our compliance regime internally, our annual practice site and file and adviser audits are outsourced and assessed independently, which is a process that has received support from ASIC.